Hagakure - The Way of the Samurai Read online

  Although all things are not to be judged in this manner, I mention it in the investigation of the Way of the Samurai. When the time comes, there is no moment for reasoning. And if you have not done your inquiring beforehand , there is most often shame. Reading books and listening to people's talk are for the purpose of prior resolution. Above all, the Way of the Samurai should be in being aware that you do not know what is going to happen next, and in querying every item day and night. Victory and defeat are matters of the temporary force of circumstances. The way of avoiding shame is different. It is simply in death.

  Even if it seems certain that you will lose, retaliate. Neither wisdom nor technique has a place in this. A real man does not think of victory or defeat. He plunges recklessly towards an irrational death. By doing this, you will awaken from your dreams.

  There are two things that will blemish a retainer, and these are riches and honor. If one but remains in strained circumstances, he will not be marred.

  Once there was a certain man who was very clever, but it was his character to always see the negative points of his jobs. In such a way, one will be useless. If one does not get it into his head from the very beginning that the world is full of unseemly situations, for the most part his demeanor will be poor and he will not be believed by others. And if one is not believed by others, no matter how good a person he may be, he will not have the essence of a good person. This can also be considered as a blemish.

  There was a man who said, "Such and such a person has a violent disposition, but this is what I said right to his face... This was an unbecoming thing to say, and it was said simply because he wanted to be known as a rough fellow. It was rather low, and it can be seen that he was still rather immature. It is because a samurai has correct manners that he is admired. Speaking of other people in this way is no different from an exchange between low class spearmen. It is vulgar.

  It is not good to settle into a set of opinions. It is a mistake to put forth effort and obtain some understanding and then stop at that. At first putting forth great effort to be sure that you have grasped the bastes, then practicing so that they may come to fruition is something that will never stop for your whole lifetime. Do not rely on following the degree of understanding that you have discovered, but simply think, "This is not enough." One should search throughout his whole life how best to follow the Way. And he should study, setting his mind to work without putting things off. Within this is the Way.

  These are from the recorded sayings of Yamamoto Jin'-emon:

  If you can understand one affair, you will understand eight.

  An affected laugh shows lack of self-respect in a man and lewdness in a woman. Whether speaking formally or informally, one should look his listener in the eye. A polite greeting is done at the beginning and finished. Speaking with downcast eyes is carelessness.

  It is carelessness to go about with one's hands inside the slits in the sides of his hakama. After reading books and the like, it is best to burn them or throw them away. It is said that reading books is the work of the Imperial Court, but the work of the House of Nakano is found in military valor, grasping the staff of oak. A samurai with no group and no horse is not a samurai at all.

  A kusemono is a man to rely upon.

  It is said that one should rise at four in the morning, bathe and arrange his hair daily, eat when the sun comes up, and retire when it becomes dark.

  A samurai will use a toothpick even though he has not eaten. Inside the skin of a dog, outside the hide of a tiger. How should a person respond when he is asked, "As a human being, what is essential in terms of purpose and discipline?" First, let us say, "It is to become of the mind that is right now pure and lacking complications." People in general all seem to be dejected. When one has a pure and uncomplicated mind, his expression will be lively. When one is attending to matters, there is one thing that comes forth from his heart. That is, in terms of one's lord, loyalty; in terms of one's parents, filial piety; in martial affairs, bravery ; and apart from that, something that can be used by all the world.

  This is very difficult to discover. Once discovered, it is again difficult to keep in constant effect. There is nothing outside the thought of the immediate moment.

  Every morning, the samurai of fifty or sixty years ago would bathe, shave their foreheads, put lotion in their hair, cut their fingernails and toenails rubbing them with pumice and then with wood sorrel, and without fail pay attention to their personal appearance . It goes without saying that their armor in general was kept free from rust, that it was dusted, shined, and arranged.

  Although it seems that taking special care of one's appearance is similar to showiness, it is nothing akin to elegance. Even if you are aware that you may be struck down today and are firmly resolved to an inevitable death, if you are slain with an unseemly appearance, you will show your lack of previous resolve, will be despised by your enemy, and will appear unclean. For this reason it is said that both old and young should take care of their appearance. Although you say that this is troublesome and time-consuming, a samurai's work is in such things. It is neither busy-work nor time-consuming. In constantly hardening one's resolution to die in battle, deliberately becoming as one already dead, and working at one's job and dealing with military affairs, there should be no shame. But when the time comes, a person will be shamed if he is not conscious of these things even in his dreams, and rather passes his days in self-interest and self-indulgence. And if he thinks that this is not shameful, and feels that nothing else matters as long as he is comfortable, then his dissipate and discourteous actions will be repeatedly regrettable. The person without previous resolution to inevitable death makes certain that his death will be in bad form. But if one is resolved to death beforehand, in what way can he be despicable? One should be especially diligent in this con-cern. Furthermore, during the last thirty years customs have changed; now when young samurai jeer together, if there is not just talk about money matters, loss and gain, secrets, clothing styles or matters of sex, there is no reason to gather together at all. Customs are going to pieces. One can say that formerly when a man reached the age of twenty or thirty, he did not carry despicable things in his heart, and thus neither did such words appear. If an elder unwittingly said something of that sort, he thought of it as a sort of injury. This new custom probably appears because people attach importance to being beautiful before society and to household finances. What things a person should be able to accomplish if he had no haughtiness concerning his place in society!

  It is a wretched thing that the young men of today are so contriving and so proud of their material possessions. Men

  with contriving hearts are lacking in duty. Lacking in duty, they will have no self-respect. According to Master lttei, even a poor penman will become substantial in the art of calligraphy if he studies by imitating a good model and puts forth effort. A retainer should be able to become substantial too, if he takes a good retainer as his model.

  Today, however, there are no models of good retainers. In light of this, it would be good to make a model and to learn from that. To do this, one should look at many people and choose from each person his best point only. For example, one person for politeness, one for bravery, one for the proper way of speaking, one for correct conduct and one for steadiness of mind. Thus will the model be made.

  An apprentice will not be up to his teacher's good points in the world of the arts either but will receive and imitate only his bad ones. This is worthless. There are people who are good at manners but have no uprightness. In imitating someone like this, one is likely to ignore the politeness and imitate only the lack of uprightness. If one perceives a person's good points, he will have a model teacher for anything.

  When delivering something like an important letter or other written materials, grasp it firmly in your hand as you go and do not release it once, but hand it over directly to the recipient . A retainer is a man who remains consistently undistracted twenty-four hours a day, whether he is
in the presence of his master or in public. If one is careless during his rest period, the public will see him as being only careless. Regardless of class, a person who does something beyond his social standing will at some point commit mean or cowardly acts. In the lower classes there are even people who will run away. One should be careful with menials and the like .

  There are many people who, by being attached to a martial art and taking apprentices, believe that they have arrived at the full stature of a warrior. But it is a regrettable thing to put forth much effort and in the end become an "artist." In artistic technique it is good to learn to the extent that you will not be lacking. In general, a person who is versatile in many things is considered to be vulgar and to have only a broad knowledge of matters of importance. When something is said to you by the master, whether it is for your good or bad fortune, to withdraw in silence shows perplexity. You should have some appropriate response. It is important to have resolution beforehand. Moreover, if at the time that you are asked to perform some function you have deep happiness or great pride, it will show exactly as that on your face. This has been seen in many people and is rather unbecoming. But another type of person knows his own defects and thinks, "I'm a clumsy person but I've been asked to do this thing anyway. Now how am I going to go about it? I can see that this is going to be much trouble and cause for concern." Though these words are never said, they will appear on the surface. This shows modesty .

  By inconsistency and frivolity we stray from the Way and show ourselves to be beginners. In this we do much harm. Learning is a good thing, but more often it leads to mistakes. It is like the admonition of the priest Konan. It is worthwhile just looking at the deeds of accomplished persons for the purpose of knowing our own insufficiencies. But often this does not happen. For the most part, we admire our own opinions and become fond of arguing. Last year at a great conference there was a certain man who explained his dissenting opinion and said that he was resolved to kill the conference leader if it was not accepted. His motion was passed. After the procedures were over the man said, "Their assent came quickly. I think that they are too weak and unreliable to be counselors to the master."

  When an official place is extremely busy and someone comes in thoughtlessly with some business or other, often there are people who will treat him coldly and become angry. This is not good at all. At such times, the etiquette of a samurai is to calm himself and deal with the person in a good manner. To treat a person harshly is the way of middle class lackeys.

  According to the situation, there are times when you must rely on a person for something or other. If this is done repeatedly, it becomes a matter of importuning that person and can be rather rude. If there is something that must be done, it is better not to rely on others.

  There is something to be learned from a rainstorm. When meeting with a sudden shower, you try not to pet wet and run quickly along the road. But doing such things as passing under the eaves of houses, you still get wet. When you are resolved from the beginning, you will not be perplexed, though you still get the same soaking. This understanding extends to everything.

  In China there was once a man who liked pictures of dragons, and his clothing and furnishings were all designed accordingly. His deep affection for dragons was brought to the attention of the dragon god, and one day a real dragon appeared before his window. It is said that he died of fright. He was probably a man who always spoke big words but acted differently when facing the real thing.

  There was a certain person who was a master of the spear. When he was dying, he called his best disciple and spoke his last injunctions :

  I have passed on to you all the secret techniques of this school, and there is nothing left to say. If you think of taking on a disciple yourself, then you should practice diligently with the bamboo sword every day. Superiority is not just a matter of secret techniques.

  Also, in the instructions of a renga teacher, it was said that the day before the poetry meeting one should calm his mind and look at a collection of poems . This is concentration on one affair. All professions should be done with concen-tration .

  Although the Mean is the standard for all things, in military affairs a man must always strive to outstrip others. According to archery instructions the right and left hands are supposed to be level, but the right hand has a tendency to go higher. They will become level if one will lower the right hand a bit when shooting. In the stories of the elder warriors it is said that on the battlefield if one wills himself to outstrip warriors of accomplishment, and day and night hopes to strike down a powerful enemy, he will grow indefatigable and fierce of heart and will manifest courage. One should use this principle in everyday affairs too.

  There is a way of bringing up the child of a samurai. From the time of infancy one should encourage bravery and avoid trivially frightening or teasing the child. If a person is affected by cowardice as a child, it remains a lifetime scar. It is a mistake for parents to thoughtlessly make their children dread lightning, or to have them not go into dark places, or to tell them frightening things in order to stop them from crying . Furthermore, a child will become timid if he is scolded severely.

  One should not allow bad habits to form. After a bad habit is ingrained, although you admonish the child he will not improve. As for such things as proper speaking and good manners, gradually make the child aware of them. Let him not know avarice. Other than that, if he is of a normal nature, he should develop well by the way he is brought up. Moreover, the child of parents who have a bad relationship will be unfilial. This is natural. Even the birds and beasts are affected by what they are used to seeing and hearing from the time they are born. Also, the relationship between father and child may deteriorate because of a mother's foolishness. A mother loves her child above all things, and will be partial to the child that is corrected by his father. If she becomes the child's ally, there will be discord between father and son. Because of the shallowness of her mind, a woman sees the child as her support in old age. You will be tripped up by people when your resolution is lax. Moreover, if at a meeting you are distracted while an-other person is speaking, by your carelessness you may think that he is of your opinion and you will follow along saying, "Of course, of course," even though he is saying something that is contrary to your own feelings, and others will think that you are in agreement with him. Because of this, you should never be distracted even for an instant when meeting with others.

  When you are listening to a story or being spoken to, you should be mindful not to be tripped up ; and if there is something that you do not agree with, to speak your mind, to show your opponent his error, and to grapple with the situation. Even in unimportant affairs mistakes come from little things. One should be mindful of this. Moreover, it is better not to become acquainted with men about whom you have formerly had some doubts. No matter what you do, they will be people by whom you will be tripped up or taken in, To be certain of this fact you must have much experience.

  The saying, "The arts aid the body," is for samurai of other regions. For samurai of the Nabeshima clan the arts bring ruin to the body. In all cases, the person who practices an art is an artist, not a samurai, and one should have the intention of being called a samurai.

  When one has the conviction that even the slightest artful ability is harmful to the samurai, all the arts become useful to him. One should understand this sort of thing.

  Ordinarily, looking into the mirror and grooming oneself is sufficient for the upkeep of one's personal appearance. This is very important. Most people's personal appearance is poor because they do not look into the mirror well enough .

  Training to speak properly can be done by correcting one's speech when at home. Practice in letter writing goes to the extent of taking care in even one-line letters. It is good if all the above contain a quiet strength. Moreover, according to what the priest Ryozan heard when he was in the Kamgala area, when one is writing a letter, he should think that the recipient will make it into a hanging sc
roll . It is said that one should not hesitate to correct himself when he has made a mistake. If he corrects himself without the least bit of delay, his mistakes will quickly disappear. But when he tries to cover up a mistake, it will become all the more unbecoming and painful. When words that one should not use slip out, if one will speak his mind quickly and clearly, those words will have no effect and he will not be obstructed by worry. If there is, however, someone who blames a person for such a thing, one should be prepared to say something like, "I have explained the reason for my careless speech. There is nothing else to be done if you will not listen to reason. Since I said it unwittingly, it should be the same as if you didn't hear it. No one can evade blame." And one should never talk about people or secret matters. Furthermore, one should only speak according to how he judges his listener's feelings. The proper manner of calligraphy is nothing other than not being careless, but in this way one's writing will simply be sluggish and stiff. One should go beyond this and depart from the norm. This principle applies to all things. It is said, "When you would see into a person's heart, become ill." When you are sick or in difficulties, many of those who were friendly or close to you in daily life will become cowards. Whenever anyone is in unhappy circumstances, you should above all inquire after them by visiting or sending some gift. And you should never in your whole life be negligent toward someone from whom you have received a favor.

  By such things the consideration of others can be seen. In this world the people who will rely on others when they are in difficulties and afterwards not give them a thought are many .

  You cannot tell whether a person is good or bad by his vicissitudes in life. Good and bad fortune are matters of fate. Good and bad actions are Man's Way. Retribution of good and evil is taught simply as a moral lesson. Because of some business, Morooka Hikoemon was called upon to swear before the gods concerning the truth of a certain matter. But he said, "A samurai's word is harder than metal. Since I have impressed this fact upon myself, what more can the gods and Buddhas do?" and the swearing was cancelled. This happened when he was twenty-six. Master lttei said, "Whatever one prays for will be granted. Long ago there were no matsutake mushrooms in our province. Some men who saw them in the Kamigata area prayed that they might grow here, and nowadays they are growing all over Kitagama. In the future I would like to have Japanese cypress grow in our province. As this is something that everyone desires, I predict it for the future. This being so, everyone should pray for it."